Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Miles Kingston is a financial professional with over seven years of experience in the industry. James is currently registered with Lument Securities, LLC. James holds the Series 63, Series 52, Series 79, and SIE licenses. James was previously employed by Lancaster Pollard & Co., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
01/02/2019 - Present
Lument Securities, LLC (COLUMBUS OH)
PA
11/06/2015 - 01/02/2019
LANCASTER POLLARD & CO., LLC (RADNOR PA)
BC
Issued 02/26/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2016
Series 52 - Municipal Securities Representative Examination
BC
Issued 11/06/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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