Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Carey is a financial professional with over 20 years of experience in the securities industry. He is currently registered with Pershing LLC in Lake Mary, Florida. James is a Series 7, Series 24, and SIE licensed professional. His career has included positions with Allen Douglas Securities, Inc., and G. A. Reppe & Company. James is registered in Florida and has a proven track record of success in providing investment advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/18/2013 - Present
Pershing LLC (LAKE MARY FL)
FL
05/01/2001 - 07/31/2001
ALLEN DOUGLAS SECURITIES, INC. (WINTER PARK FL)
FL
10/30/2000 - 04/30/2001
G. A. REPPLE & COMPANY (CASSELBERRY FL)
BC
Issued 11/17/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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