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James Miguel Quintana

Nylife Securities LLC

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About James Miguel Quintana

James Miguel Quintana is a registered representative with Nylife Securities LLC. James is licensed in Texas, California, and Arizona. James holds Series 63, 6TO, and SIE licenses. James has been in the industry for less than two years, having started on October 12, 2022. James is located at 8000 IH 10 WEST, SUITE 800, San Antonio, TX 78230.

Firm Information

James Quintana is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Quintana’s Registration & Firm History

TX

10/12/2022 - Present

Nylife Securities LLC (SAN ANTONIO TX)

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Licenses & Designations

BC

Issued 03/25/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/12/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/02/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Miguel Quintana.
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