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James Michael Zitelli

UBS Securities LLC

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About James Michael Zitelli

James Michael Zitelli is a registered representative with UBS Securities LLC, located in New York, NY. James Michael Zitelli has been in the securities industry since September 5, 2022. James Michael Zitelli holds the Series 63, SIE and Series 79TO securities licenses. James Michael Zitelli was previously registered with Barclays Capital Inc. from September 6, 2022 to April 24, 2024.

Firm Information

James Zitelli is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Zitelli’s Registration & Firm History

NY

04/16/2024 - Present

UBS Securities LLC (New York NY)

NY

09/06/2022 - 04/24/2024

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/13/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/06/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/21/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Michael Zitelli.
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