Unclaimed
James Michael Young is a financial advisor in Nashville, Tennessee. He is a registered representative of AllianceBernstein LP and has been working in the financial industry since 2014. James holds several securities licenses including Series 6, 7, 24, 66, and SIE. James has experience working with a variety of clients including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, insurance companies, pooled investment vehicles, investment companies, state or municipal government entities and sovereign wealth funds and foreign official institutions. He has a broad background in financial planning, portfolio management, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TN
05/21/2019 - Present
Alliancebernstein LP (Nashville TN)
TX
11/14/2014 - 04/09/2019
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
BOTH
Issued 09/14/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/13/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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