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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Woods is a financial advisor with Cetera Investment Advisers LLC. James has been in the industry since 1996. James is registered with the state of Tennessee and also holds licenses in 13 other states. James specializes in providing financial planning and investment advice to individuals, corporations, and charitable organizations. James offers a variety of financial services, including portfolio management, retirement planning, and estate planning. James has a strong commitment to providing personalized service to his clients. James is dedicated to helping clients achieve their financial goals. Before joining Cetera Investment Advisers LLC, James was an advisor with LPL Financial LLC, Edward Jones and PFS Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
03/21/2024 - Present
Cetera Investment Advisers LLC (MURFREESBORO TN)
TN
11/12/2009 - 12/15/2021
LPL FINANCIAL LLC (SMYRNA TN)
TN
07/14/1998 - 11/16/2009
EDWARD JONES (SMYRNA TN)
GA
04/17/1996 - 12/31/1997
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 02/22/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/28/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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