Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Winner is a financial advisor with over 30 years of experience in the financial industry. James is registered with Janney Montgomery Scott LLC and is licensed in several states including Maryland, Virginia, Texas, and others. James has previously worked with RBC Capital Markets, LLC, Ferris, Baker Watts, LLC, Prudential Securities Incorporated, Johnston, Lemon & Co. Incorporated, and Legg Mason Wood Walker, Incorporated. James offers financial planning, portfolio management for individuals and businesses, and pension consulting services. James holds the Series 7, Series 10, Series 9, Series 31, Series 63, and Series 65 securities licenses. James is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
MD
10/29/2015 - Present
Janney Montgomery Scott LLC (BEL AIR MD)
MD
03/13/2009 - 11/10/2015
RBC CAPITAL MARKETS, LLC (BEL AIR MD)
MD
05/29/1992 - 03/13/2009
FERRIS, BAKER WATTS, LLC (BEL AIR MD)
NY
05/23/1990 - 06/04/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
DC
04/03/1989 - 05/24/1990
JOHNSTON, LEMON & CO. INCORPORATED (WASHINGTON DC)
NA
11/03/1987 - 05/02/1989
LEGG MASON WOOD WALKER, INCORPORATED
NA
10/30/1987 - 11/04/1987
LEGG MASON MASTEN INC.
NA
07/23/1986 - 10/31/1987
LEGG MASON WOOD WALKER, INCORPORATED
IA
Issued 11/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/10/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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