Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Williams is a financial advisor with over 5 years of experience in the industry. Williams is currently registered with Kestra Investment Services, LLC and is licensed to provide financial services in Texas. James Michael Williams holds FINRA Series 6, 7, and 63 licenses as well as the SIE exam. Previously, Williams worked at PRUCO Securities, LLC. in Springfield, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
06/30/2021 - Present
Kestra Investment Services, LLC (AUSTIN TX)
IL
06/01/2018 - 08/20/2020
PRUCO SECURITIES, LLC. (SPRINGFIELD IL)
BC
Issued 06/19/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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