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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Whitson is an investment advisor representative with Emerson Equity LLC. James Michael Whitson has been in the securities industry since 1986. James Michael Whitson is registered with the state of California and is also registered with the state of Florida and Tennessee. James Michael Whitson is also registered with the Financial Industry Regulatory Authority (FINRA). Emerson Equity LLC is a registered investment advisor that provides financial planning and portfolio management services. Emerson Equity LLC manages a variety of accounts for both individuals and families. James Michael Whitson has a strong background in real estate and also assists with real estate sales for the firm. James Michael Whitson can provide guidance on a variety of financial matters including investments, insurance, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/03/2019 - Present
Emerson Equity LLC (SAN MATEO CA)
CA
02/09/2015 - 10/14/2019
OAK TREE SECURITIES, INC. (santa barbara CA)
PA
09/16/2011 - 12/31/2014
HERITAGE FINANCIAL SYSTEMS, INC. (MALVERN PA)
CA
08/23/2010 - 08/29/2011
NELSONREID, INC. (SANTA BARBARA CA)
CO
02/04/2010 - 08/12/2010
UNITED EQUITY SECURITIES, LLC (GREELEY CO)
CA
08/06/2008 - 01/14/2010
WORKMAN SECURITIES CORPORATION (SANTA BARBARA CA)
CA
06/25/2007 - 08/06/2008
CAPWEST SECURITIES, INC. (SANTA BARBARA CA)
CA
06/22/2007 - 07/16/2007
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
CA
10/30/1998 - 06/25/2007
BROOKSTREET SECURITIES CORPORATION (SANTA BARBARA CA)
AZ
05/19/1992 - 10/30/1998
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
04/22/1991 - 05/19/1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
CA
11/28/1986 - 09/26/1990
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
NA
04/15/1986 - 10/22/1987
NORTH AMERICA SECURITIES CORPORATION
NA
10/08/1985 - 04/19/1986
O. R. SECURITIES, INC.
NA
06/19/1985 - 10/08/1985
WZW FINANCIAL SERVICES, INC.
BC
Issued 10/19/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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