Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Watts is a financial advisor registered with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. James Watts has been in the financial industry since 2009. James Watts is a licensed securities professional holding several certifications, including Series 7, 9, 10, 24, 66 and SIE exams. James Watts is also a registered investment advisor. James Watts has previous experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, PRUCO Securities, LLC and Waddell & Reed, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/27/2015 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
TX
04/09/2010 - 03/11/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUSTIN TX)
PA
01/15/2010 - 02/19/2010
PRUCO SECURITIES, LLC. (CAMP HILL PA)
PA
10/02/2008 - 01/23/2009
WADDELL & REED, INC. (WYOMISSING PA)
BOTH
Issued 12/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/24/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/20/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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