Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Walker is a registered representative and investment advisor representative with Sunbelt Securities, Inc. based in Houston, Texas. James Michael Walker has over 18 years of experience in the securities industry. James Michael Walker holds the Series 2, 4, 7, 28, 63, 66, SIE and 99TO licenses. James Michael Walker previously worked at AWM Services, LLC and Ascendant Advisors. James Michael Walker provides financial planning and portfolio management services to individuals, businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
10/13/2020 - Present
Sunbelt Securities, Inc. (HOUSTON TX)
TX
02/20/2014 - 11/19/2020
AWM SERVICES, LLC (HOUSTON TX)
TX
01/19/2005 - 03/14/2014
SUNBELT SECURITIES, INC. (HOUSTON TX)
BOTH
Issued 11/12/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2014
Series 4 - Registered Options Principal Examination
BC
Issued 04/17/2014
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2005
Series 7 - General Securities Representative Examination
BC
Issued 05/29/1992
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
Not sure James Walker is the right advisor for you? Invested Better is here to help.
