Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Vasquez is a registered representative with Mutual of Omaha Investor Services, Inc. James has been in the financial industry since March 2021. James holds the Series 63, Series 65, Series 6TO and SIE licenses. James is registered to provide investment advice in Arkansas, Louisiana, Mississippi, New Mexico, Oklahoma, Puerto Rico, and Texas. James is also licensed to sell insurance and is an insurance agent for Mutual of Omaha.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees and third party money manager fees
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2
TX
03/24/2021 - Present
Mutual OF Omaha Investor Services, Inc. (MIDLAND TX)
BC
Issued 12/09/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/22/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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