Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Valade is a financial professional with over 27 years of experience in the industry. James is currently registered with Fidelity Brokerage Services LLC in Merrimack, New Hampshire and is a Series 7, Series 6, Series 9, Series 10, and SIE licensed professional. James was previously registered with Fidelity Investments Institutional Services Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
05/21/2004 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
RI
05/03/2000 - 05/25/2004
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
03/30/2000 - 05/03/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
03/29/1996 - 03/21/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 04/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/09/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/28/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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