Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Tierney is an investment advisor representative at Robertson Stephens. James has 35 years of experience in the securities industry. James is registered with the following states: California, Florida, New Jersey, and New York. James previously worked at Presidio Capital Advisors, LLC, Caris & Company, Inc., Banc of America Investment Services, Inc., Banc of America Securities LLC, Montgomery Securities, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Salomon Brothers Municipals Inc, Salomon Brothers Inc., Lehman Brothers Inc. and Prudential-Bache Securities Inc. James has passed the following exams: Uniform Securities Agent State Law Examination, Uniform Investment Adviser Law Examination, National Commodity Futures Examination and General Securities Representative Examination. James has been with Robertson Stephens since September 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/03/2021 - Present
Robertson Stephens (SAN FRANCISCO CA)
CA
01/06/2005 - 09/03/2010
PRESIDIO CAPITAL ADVISORS, LLC (SAN FRANCISCO CA)
CA
02/02/2004 - 12/31/2004
CARIS & COMPANY, INC. (SAN DIEGO CA)
MA
08/15/2003 - 10/10/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
10/01/1997 - 09/16/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
07/23/1996 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
12/15/1994 - 07/16/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
11/10/1992 - 12/22/1994
SALOMON BROTHERS MUNICIPALS INC
NY
03/14/1991 - 12/22/1994
SALOMON BROTHERS INC. (NEW YORK NY)
NY
11/26/1984 - 02/27/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/21/1983 - 11/15/1984
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 09/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/03/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/1994
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure James Tierney is the right advisor for you? Invested Better is here to help.
