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James Michael Thompson

Invest Inc.

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About James Michael Thompson

James Michael Thompson is a registered investment advisor with Invest Inc., based in Lexington, Kentucky. Thompson has been in the financial services industry since 2012 and has a diverse background in the investment industry, previously working with UBS Financial Services Inc. Thompson holds Series 63, 65, and 7 licenses and also holds the SIE designation. Thompson is a highly experienced financial professional dedicated to providing personalized investment advice to individuals and businesses.

Firm Information

James Thompson is currently registered with Invest Inc.. Invest Inc. is an investment advisor based in Lexington, KY. The firm provides financial planning and portfolio management services to individuals. As of the most recent report, Invest Inc. manages approximately $125,471,911 in assets for 160 clients.
Invest Inc.

444 LEWIS HARGETT CIRCLE, STE 125

LEXINGTON, KY 40503

$125.47M

Assets Under Management

265

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Thompson’s Registration & Firm History

KY

05/16/2024 - Present

Invest Inc. (LEXINGTON KY)

KY

04/11/2012 - 12/11/2017

UBS FINANCIAL SERVICES INC. (LEXINGTON KY)

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Licenses & Designations

BC

Issued 04/25/2012

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/20/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/11/2017

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Michael Thompson.
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