Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Taegel is a financial advisor in Clinton Township, MI. James has been working in the financial services industry since 2002 and has been with Cambridge Investment Research Advisors, Inc. since 2017. James is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA). James is also a licensed insurance agent. James Taegel holds a variety of licenses and designations, including Series 6, 7, 24, 26, 51, and 63. James provides financial advice to individuals and families. Services include portfolio management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MI
10/18/2017 - Present
Cambridge Investment Research Advisors, Inc. (Clinton TWP MI)
MI
10/17/2012 - 10/19/2017
NATIONAL PLANNING CORPORATION (Clinton Twp MI)
MI
09/04/2009 - 10/15/2012
TRANSAMERICA FINANCIAL ADVISORS, INC (SHELBY TOWNSHIP MI)
MI
07/26/2004 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (SHELBY TOWNSHIP MI)
MA
10/21/2002 - 06/25/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 02/12/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2010
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/23/2008
Series 24 - General Securities Principal Examination
BC
Issued 04/08/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/18/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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