Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Sullivan is a financial professional with over 10 years of experience in the financial services industry. James is currently registered with Allstate Financial Services, LLC in Ohio. Previously, James worked for Allstate Financial Services, LLC in Indiana. James holds Series 6, 26, 51 and 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
08/04/2017 - Present
Allstate Financial Services, LLC (Mayfield Heights OH)
IN
06/04/2012 - 06/14/2016
ALLSTATE FINANCIAL SERVICES, LLC (INDIANAPOLIS IN)
BC
Issued 06/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2012
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/21/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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