Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Stapleton is a registered investment advisor representative at Cetera Investment Advisers LLC. James Stapleton has been in the securities industry since September 12, 1996. James Stapleton is also a Certified Public Accountant. James Stapleton has a branch office located in Oradell, NJ. Cetera Investment Advisers LLC is a registered investment adviser that provides financial planning, pension consulting, and portfolio management services. Cetera Investment Advisers LLC has offices in Schaumburg, IL and Oradell, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
06/19/2007 - Present
Cetera Investment Advisers LLC (ORADELL NJ)
NJ
09/13/1996 - 10/24/2005
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
IA
Issued 6/18/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/6/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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