Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Spindler is a financial advisor with Summit Investment Advisory Group LLC, based in Huntingdon Valley, PA. James has been in the financial services industry since 1993. James is registered as a Registered Representative and Investment Advisor Representative with Summit Investment Advisory Group LLC. James holds the Series 63, Series 24, Series 8, SIE and Series 7 licenses. James is also a Certified Financial Planner. James's firm has a total of 137 accounts with $45,183,250 in regulatory assets under management. James's firm primarily manages assets for individuals, and provides financial planning. James is also an insurance agent for Summit Financial Group, Inc. James has been with Summit Investment Advisory Group LLC since 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
09/03/2021 - Present
Summit Investment Advisory Group LLC (HUNTINGDON VALLEY PA)
PA
07/22/2002 - 10/16/2020
GIRARD INVESTMENT SERVICES, LLC (Doylestown PA)
NE
05/25/1994 - 07/12/2002
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MI
03/31/1994 - 04/27/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
NA
05/20/1993 - 02/15/1994
F.N. WOLF & CO., INC.
BC
Issued 05/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 05/11/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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