Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Seminara is a financial advisor at MML Investors Services, LLC. James has been in the financial services industry since 2010. James is registered in 13 states, including Maryland, District of Columbia, Virginia, and Florida. James specializes in financial planning, portfolio management, and pension consulting. James also has a background in insurance and is an insurance agent. James has earned the Series 3, 6, 7, 63, and 65 licenses. James is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MD
03/25/2017 - Present
MML Investors Services, LLC (ROCKVILLE MD)
MD
09/26/2011 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ROCKVILLE MD)
NA
04/22/1988 - 03/02/1989
SHATKIN FINANCIAL SERVICES, INC.
IA
Issued 02/23/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
BC
Issued 09/18/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure James Seminara is the right advisor for you? Invested Better is here to help.
