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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Sanders is a financial advisor with Venturi Private Wealth. James has been in the industry since 1985 and has experience working with individuals, families, and institutions. James has a variety of licenses and certifications, including the Series 65, Series 63, Series 23, and Series 8. James also specializes in financial planning, pension consulting, educational seminars, and portfolio management. James is committed to providing clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
04/13/2018 - Present
Venturi Private Wealth (AUSTIN TX)
NY
10/23/2012 - 10/04/2016
IRC SECURITIES LLC (NEW YORK NY)
MA
04/10/2009 - 11/14/2011
DAVIS, MENDEL & REGENSTEIN, INC. (BOSTON MA)
MA
05/03/1985 - 07/03/2008
GOLDMAN, SACHS & CO. (BOSTON MA)
NA
03/19/1985 - 04/12/1985
MORGAN STANLEY & CO., INCORPORATED
IA
Issued 04/13/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2009
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 03/15/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/04/2016
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1989
Series 5 - Interest Rate Options Examination
BC
Issued 09/18/1989
Series 15 - Foreign Currency Options Examination
BC
Issued 07/24/1985
Series 3 - National Commodity Futures Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
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