Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Sabbatini is a financial advisor with Osaic FA, Inc. James has over 10 years of experience in the financial services industry and holds the Series 66, Series 7 and SIE licenses. James is registered with the state of Pennsylvania as both a broker-dealer and an investment advisor. James has previously worked for a number of firms, including Thrivent Investment Management Inc, Mutual of Omaha Investor Services, Inc, Symetra Securities, Inc, Russell Financial Services, Inc., Capital Brokerage Corporation, and Edward Jones. James is currently located in Radnor, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
02/07/2023 - Present
Osaic FA, Inc. (RADNOR PA)
PA
04/20/2022 - 09/01/2022
BRINKER CAPITAL SECURITIES, LLC (BERWYN PA)
WA
05/31/2019 - 04/13/2022
THRIVENT INVESTMENT MANAGEMENT INC. (Bellevue WA)
WA
07/22/2018 - 05/30/2019
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (LYNNWOOD WA)
WA
02/02/2015 - 06/29/2018
SYMETRA SECURITIES, INC. (BELLEVUE WA)
WA
05/14/2014 - 01/20/2015
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (SEATTLE WA)
VA
12/04/2013 - 05/12/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
08/15/2011 - 11/22/2013
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
IL
07/13/2010 - 06/27/2011
EDWARD JONES (OAK LAWN IL)
BOTH
Issued 07/23/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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