Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Rooker is a registered representative with Benjamin F. Edwards & Company, Inc. with over 35 years of experience in the securities industry. James has been registered in Mississippi since 2021 and in multiple other states. James is a licensed securities professional in several states. James Michael Rooker has a Series 7 and Series 66 license as well as the SIE exam. Prior to joining Benjamin F. Edwards & Company, Inc. James was with Wells Fargo Clearing Services, LLC. James Michael Rooker also has experience with A. G. Edwards & Sons, Inc. and J.C. Bradford & Co.. James is a financial advisor and offers a range of financial services to individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
01/15/2021 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
MS
01/01/2008 - 01/19/2021
WELLS FARGO CLEARING SERVICES, LLC (COLUMBUS MS)
MS
10/03/1991 - 01/03/2008
A. G. EDWARDS & SONS, INC. (COLUMBUS MS)
NY
10/17/1988 - 10/04/1991
J.C. BRADFORD & CO. (NEW YORK NY)
NA
01/19/1988 - 12/05/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
BOTH
Issued 10/06/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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