Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Riley is a registered investment advisor representative associated with PFS Investments Inc. James has been working in the securities industry since 1993. James holds licenses for both securities and investment advisory activities. The representative's professional designations include Series 6, Series 63 and Series 65. James has a branch office located in NEWPORT NEWS, VA and Pensacola, FL. James works with a wide range of clients including individuals, corporations, businesses, and charitable organizations. The representative provides portfolio management for individuals. PFS Investments Inc. offers a variety of advisory services to its clients, including investment management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
VA
04/19/2012 - Present
PFS Investments Inc. (NEWPORT NEWS VA)
IA
Issued 04/09/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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