Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Potesky is an investment advisor representative with UBS Asset Management (us) Inc. James has been in the securities industry since December 21, 1998. He is currently registered with the state of New York. His previous experience includes working at Credit Suisse Securities (USA) LLC, Credit Suisse Asset Management Securities, Inc., Morgan Stanley & Co., Incorporated, and Schroder & Co. Inc. James holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/01/2024 - Present
UBS Asset Management (us) Inc. (New York NY)
NY
07/01/2004 - 05/01/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/08/2001 - 07/07/2004
CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)
NY
05/03/2000 - 04/17/2001
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
09/01/1998 - 05/12/2000
SCHRODER & CO. INC. (NEW YORK NY)
BC
Issued 11/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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