Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Poindexter is a financial advisor at Independent Wealth Network, Inc., based in Prescott, Arizona. James has been in the financial industry since 1989 and holds both Series 7 and Series 63 licenses as well as the Series 24 General Securities Principal. James is a Certified Financial Planner and a Chartered Financial Consultant. James has experience with a variety of clients including individuals, families, businesses, trusts, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
01/15/2019 - Present
Independent Wealth Network, Inc. (Prescott AZ)
AZ
09/08/2017 - 01/07/2019
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (Prescott AZ)
AZ
12/07/2015 - 09/11/2017
BROKER DEALER FINANCIAL SERVICES CORP. (PRESCOTT AZ)
AZ
03/12/2010 - 12/04/2015
CENTAURUS FINANCIAL, INC. (PRESCOTT AZ)
AZ
11/06/2015 - 11/20/2015
BROKER DEALER FINANCIAL SERVICES CORP. (PRESCOTT AZ)
AZ
02/23/2009 - 03/22/2010
KALOS CAPITAL, INC. (PRESCOTT AZ)
AZ
02/07/2005 - 02/25/2009
CENTAURUS FINANCIAL, INC. (PRESCOTT AZ)
MA
01/26/2000 - 02/15/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NE
10/08/1997 - 02/09/1999
AMERITAS INVESTMENT CORP. (LINCOLN NE)
MA
09/28/1995 - 10/30/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NJ
10/03/1990 - 09/15/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/03/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NY
11/09/1989 - 07/25/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
01/03/1989 - 11/10/1989
CENPAC SECURITIES CORP.
NA
09/29/1988 - 12/22/1988
HIBBARD BROWN & CO., INC.
BC
Issued 09/14/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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