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James Michael Pietkiewicz

Stonex Financial Inc.

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About James Michael Pietkiewicz

James Michael Pietkiewicz is a financial advisor registered with Stonex Financial Inc. James has been a registered representative since 1984 and has experience in the financial services industry since 1991. James is registered in Alabama, Florida, Georgia, and New York. James holds FINRA Series 7, 24, 52, 53, 63, 99 and SIE licenses. Previous firms that James was registered with include Gardnyr Michael Capital, Inc., Summit Capital Markets, Inc., Southeastern Capital Group, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Dean Witter Reynolds Inc.

Firm Information

James Pietkiewicz is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Pietkiewicz’s Registration & Firm History

FL

12/20/2013 - Present

Stonex Financial Inc. (WINTER PARK FL)

FL

01/09/1999 - 10/11/2013

GARDNYR MICHAEL CAPITAL, INC. (WINTER PARK FL)

NA

04/03/1991 - 07/28/1992

SUMMIT CAPITAL MARKETS, INC.

FL

06/16/1988 - 04/23/1991

SOUTHEASTERN CAPITAL GROUP, INC. (MAITLAND FL)

NA

03/17/1988 - 06/18/1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

12/19/1984 - 01/29/1988

DEAN WITTER REYNOLDS INC.

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Licenses & Designations

BC

Issued 07/29/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/10/2010

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/13/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Michael Pietkiewicz. Review regulatory record here.
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