Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Petersen is a financial professional with over 20 years of experience in the industry. James is currently registered with Tradition Securities And Derivatives LLC and holds a Series 7 and Series 63 license, as well as the SIE exam. James has a strong background in the securities industry, having previously worked at TFS Derivatives Corporation, GFI Securities LLC and GFI Securities LLC. James is dedicated to providing clients with high-quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/02/2016 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
10/13/2011 - 04/28/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
NY
06/07/2004 - 05/13/2010
GFI SECURITIES LLC (NEW YORK NY)
NY
06/26/1996 - 07/12/2002
GFI SECURITIES LLC (NEW YORK NY)
BC
Issued 01/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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