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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Perry is an investment advisor with over 30 years of experience in the financial services industry. James is currently registered with Keel Point, LLC and is also registered in Virginia. James previously worked at WFG INVESTMENTS, INC., AIG RETIREMENT ADVISORS, INC., and THE VARIABLE ANNUITY MARKETING COMPANY. James holds several industry licenses including Series 6, 7, 24, 26, 51, 63 and 65. James specializes in providing financial advice to individuals, families, and businesses. He is also a Registered Representative with Keel Point, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting service to third-party ria
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
VA
10/03/2014 - Present
Keel Point, LLC (RICHMOND VA)
TX
08/27/2009 - 09/08/2014
WFG INVESTMENTS, INC. (DALLAS TX)
TX
03/16/1998 - 07/28/2008
AIG RETIREMENT ADVISORS, INC. (HOUSTON TX)
TX
09/26/1983 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
IA
Issued 08/30/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/18/1999
Series 24 - General Securities Principal Examination
BC
Issued 08/26/1987
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/23/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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