Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Parker is a financial advisor registered with On Investment Management Co., a company based in Cincinnati, Ohio. James has been a financial advisor for over 30 years, having started their career in 1989. James holds Series 6, 63, and 65 licenses, as well as the SIE exam. James has been registered with the state of Colorado since 1995 and holds active registrations in Colorado, North Carolina, Pennsylvania, and Texas. James has been involved in financial services for their entire career. While James currently works at On Investment Management Co., they previously worked at PRUCO Securities Corporation and The Prudential Insurance Company of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Morningstar investment services llc, sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
07/07/2016 - Present
ON Investment Management Co. (FT. COLLINS CO)
NJ
08/28/1989 - 12/13/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/28/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 06/21/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/01/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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