Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Ortenzio is a financial professional who has been in the industry since 1986. James is currently registered with Equity Services, Inc. in Red Bank, NJ and is licensed to provide financial and investment advice in Colorado, Florida, New Jersey, New York, and Rhode Island. James is a highly experienced advisor with a strong track record of helping clients achieve their financial goals. Prior to joining Equity Services, James worked for ONEAMERICA SECURITIES, INC. and MetLife Securities Inc. James has a broad range of experience in the financial services industry and is committed to providing his clients with personalized advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
07/10/2012 - Present
Equity Services, Inc. (RED BANK NJ)
NJ
11/25/2011 - 07/25/2012
ONEAMERICA SECURITIES, INC. (MATAWAN NJ)
NJ
05/13/1986 - 12/10/2010
METLIFE SECURITIES INC. (SHORT HILLS NJ)
NJ
05/13/1986 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (SHORT HILLS NJ)
BC
Issued 11/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2009
Series 24 - General Securities Principal Examination
BC
Issued 11/15/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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