Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Oleary is a financial professional with over 10 years of experience in the securities industry. James Michael Oleary has passed the Series 7, Series 55 and Series 63 exams as well as the SIE exam. James Michael Oleary is currently registered with Baron Capital, Inc. in 17 states and the District of Columbia. James Michael Oleary was previously registered with Access Securities, LLC. James Michael Oleary's professional career began in 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/29/2014 - Present
Baron Capital, Inc. (NEW YORK NY)
CT
03/25/2010 - 05/01/2014
ACCESS SECURITIES, LLC (STAMFORD CT)
BC
Issued 04/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/24/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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