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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Okeefe is a financial advisor with over 30 years of experience in the financial services industry. James has been with Cetera Investment Advisers LLC since June 2023, and previously worked for Cetera Advisor Networks LLC. James has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. James provides financial planning, investment management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (COTO DE CAZA CA)
CA
10/07/1994 - 10/16/1997
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
KS
08/10/1990 - 11/20/1992
WADDELL & REED, INC. (OVERLAND PARK KS)
VA
02/22/1988 - 03/30/1989
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
03/19/1986 - 03/07/1988
DEAN WITTER REYNOLDS INC.
BC
Issued 04/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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