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James Michael Odonnell

Paulson Investment Co. LLC

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About James Michael Odonnell

James Michael Odonnell is a financial advisor with Paulson Investment Co. LLC. James Michael has been in the financial services industry since December 24, 1996. James Michael is currently registered with FINRA and is active in 9 states: California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, and Texas. Before joining Paulson Investment Co. LLC, James Michael worked at Thinkequity LLC and Tullett Prebon Financial Services LLC.

Firm Information

James Odonnell is currently registered with Paulson Investment Co. LLC. Paulson Investment Co. LLC is a Limited Liability Company formed on March 23, 2017, and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a history of 33 regulatory events, 1 civil event, 8 arbitrations, and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Odonnell’s Registration & Firm History

NY

06/07/2023 - Present

Paulson Investment Co. LLC (NEW YORK NY)

NY

09/14/2021 - 06/05/2023

THINKEQUITY LLC (NEW YORK NY)

NY

01/13/2020 - 09/20/2021

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NY

05/14/2018 - 01/02/2020

FORDHAM FINANCIAL MANAGEMENT, INC. (New York NY)

NJ

10/17/2016 - 05/06/2018

BROAD STREET CAPITAL MARKETS, LLC (HOLMDEL NJ)

NY

09/29/2014 - 10/03/2016

SEAPORT GLOBAL SECURITIES LLC (NEW YORK NY)

NY

04/01/2013 - 09/29/2014

GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)

NY

06/11/2007 - 03/25/2013

COWEN SECURITIES LLC (NEW YORK NY)

NY

02/28/2005 - 06/11/2007

E*TRADE CAPITAL MARKETS LLC (NEW YORK NY)

NJ

02/28/2005 - 10/03/2005

E*TRADE CLEARING LLC (JERSEY CITY NJ)

CT

09/19/2001 - 11/10/2004

SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)

TX

02/02/1998 - 10/02/2001

FLEET SECURITIES, INC. (DALLAS TX)

NJ

10/14/1997 - 02/02/1998

NASH, WEISS & CO. (JERSEY CITY NJ)

NJ

02/18/1997 - 10/14/1997

NASH, WEISS & CO. (JERSEY CITY NJ)

NY

03/04/1996 - 09/20/1996

FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/26/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/21/2017

Series 4 - Registered Options Principal Examination

BC

Issued 06/25/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 05/27/2022

Series 19 - NYSE Floor Clerk - Equities Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/15/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Michael Odonnell.
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