Unclaimed
James Michael Odonnell is a financial advisor with Paulson Investment Co. LLC. James Michael has been in the financial services industry since December 24, 1996. James Michael is currently registered with FINRA and is active in 9 states: California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, and Texas. Before joining Paulson Investment Co. LLC, James Michael worked at Thinkequity LLC and Tullett Prebon Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/07/2023 - Present
Paulson Investment Co. LLC (NEW YORK NY)
NY
09/14/2021 - 06/05/2023
THINKEQUITY LLC (NEW YORK NY)
NY
01/13/2020 - 09/20/2021
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
05/14/2018 - 01/02/2020
FORDHAM FINANCIAL MANAGEMENT, INC. (New York NY)
NJ
10/17/2016 - 05/06/2018
BROAD STREET CAPITAL MARKETS, LLC (HOLMDEL NJ)
NY
09/29/2014 - 10/03/2016
SEAPORT GLOBAL SECURITIES LLC (NEW YORK NY)
NY
04/01/2013 - 09/29/2014
GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)
NY
06/11/2007 - 03/25/2013
COWEN SECURITIES LLC (NEW YORK NY)
NY
02/28/2005 - 06/11/2007
E*TRADE CAPITAL MARKETS LLC (NEW YORK NY)
NJ
02/28/2005 - 10/03/2005
E*TRADE CLEARING LLC (JERSEY CITY NJ)
CT
09/19/2001 - 11/10/2004
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
TX
02/02/1998 - 10/02/2001
FLEET SECURITIES, INC. (DALLAS TX)
NJ
10/14/1997 - 02/02/1998
NASH, WEISS & CO. (JERSEY CITY NJ)
NJ
02/18/1997 - 10/14/1997
NASH, WEISS & CO. (JERSEY CITY NJ)
NY
03/04/1996 - 09/20/1996
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
BC
Issued 09/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2017
Series 4 - Registered Options Principal Examination
BC
Issued 06/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 05/27/2022
Series 19 - NYSE Floor Clerk - Equities Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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