Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Obrien is a financial advisor at Janney Montgomery Scott LLC. James has over 20 years of experience in the financial services industry. James is registered with the state of Massachusetts and holds the Series 6, Series 7, and Series 63 licenses. Previously, James was with UBS Financial Services Inc. and Manufacturers Securities Services, LLC. James specializes in financial planning, portfolio management, and investment advisory services. James is dedicated to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
MA
12/18/2019 - Present
Janney Montgomery Scott LLC (Hingham MA)
MA
05/07/2001 - 11/08/2018
UBS FINANCIAL SERVICES INC. (ROCKLAND MA)
MA
05/30/2000 - 09/11/2000
MANUFACTURERS SECURITIES SERVICES, LLC (BOSTON MA)
BC
Issued 06/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/27/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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