Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames O'keefe is a financial advisor with over 3 years of experience in the industry. James is currently registered with Fidelity Brokerage Services LLC. James has previously been registered with a variety of firms over their career. James has passed the Series 63, Series 7TO, SIE exams. James also holds the no known designation. James specializes in brokerage services, assisting clients with investment strategies and market analysis.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
09/24/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 3/24/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 5/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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