Unclaimed
James Michael Nash is a financial advisor with Cambridge Investment Research, Inc. James has been in the industry since 2002 and has held registrations with several other firms, including Nationwide Securities, LLC and 1717 Capital Management Company. James is a Series 6 and Series 63 licensed representative. James is registered in the following states: New York, North Carolina, Ohio, South Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/01/2019 - Present
Cambridge Investment Research, Inc. (Charlotte NC)
NC
08/01/2008 - 10/04/2019
NATIONWIDE SECURITIES, LLC (CHARLOTTE NC)
NC
06/21/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (CHARLOTTE NC)
NC
03/24/2003 - 12/10/2007
NATIONWIDE SECURITIES, INC. (CHARLOTTE NC)
DE
04/25/2002 - 02/24/2003
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
BC
Issued 05/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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