Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Murphy is a financial advisor registered with the state of Iowa and Nebraska. James has been in the financial industry since April 2010 and has over 10 years of experience. James is currently registered with TLG Advisors, Inc. and previously worked for CORECAP INVESTMENTS, LLC, STATE FARM VP MANAGEMENT CORP., TD AMERITRADE, INC., BANCWEST INVESTMENT SERVICES, INC., WELLS FARGO ADVISORS, LLC, PROEQUITIES, INC. and UVEST FINANCIAL SERVICES GROUP, INC. James provides a range of financial advisory services including financial planning, portfolio management, and selection of other advisors. James has passed Series 6, 7, 63, and 66 exams as well as the SIE exam. James is a well-qualified financial advisor with a long track record of success in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
12/13/2021 - Present
TLG Advisors, Inc. (LITTLETON CO)
MI
04/23/2020 - 04/01/2021
CORECAP INVESTMENTS, LLC (SOUTHFIELD MI)
IL
06/12/2019 - 04/23/2020
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NE
07/19/2017 - 09/07/2018
TD AMERITRADE, INC. (OMAHA NE)
IA
05/12/2015 - 07/18/2017
BANCWEST INVESTMENT SERVICES, INC. (HARLAN IA)
NE
11/01/2011 - 06/05/2014
WELLS FARGO ADVISORS, LLC (OMAHA NE)
NE
06/18/2010 - 10/21/2011
PROEQUITIES, INC. (OMAHA NE)
NE
03/27/2008 - 05/28/2010
UVEST FINANCIAL SERVICES GROUP, INC. (OMAHA NE)
BOTH
Issued 11/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2010
Series 7 - General Securities Representative Examination
BC
Issued 03/26/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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