Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Murphy is a financial advisor with Ameriprise Financial Services, LLC. James has been in the financial services industry since 1992. James is registered with FINRA and holds Series 63 and 65 licenses, as well as Series 7, 8, 9 and 10 licenses. James has held previous positions with Ameriprise Advisor Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Olde Discount Corporation, and F.N. Wolf & Co., Inc. James currently serves clients from the Palm Beach Gardens, FL office of Ameriprise Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/05/2009 - Present
Ameriprise Financial Services, LLC (PALM BEACH GARDENS FL)
FL
04/03/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (PALM BEACH GARDENS FL)
FL
01/23/1997 - 04/06/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM BEACH FL)
MI
04/13/1993 - 01/03/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
NA
06/04/1992 - 03/24/1993
F.N. WOLF & CO., INC.
IA
Issued 03/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/29/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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