Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Morrissey is a financial professional with over 20 years of experience in the financial services industry. He currently holds the Series 7, Series 63, and SIE licenses and is registered in the state of New York. James has held prior positions at Fam Distributors, Inc. and Morgan Stanley & Co., Incorporated. James currently works at Blackrock Investments, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/29/2006 - Present
Blackrock Investments, LLC (NEW YORK NY)
NY
10/28/2004 - 09/29/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
02/14/2002 - 01/28/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 03/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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