Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Milford is a financial advisor with LPL Financial LLC. James has been in the financial industry for over 15 years and is registered with the state of Missouri as a registered investment advisor and securities representative. James has experience in financial planning, portfolio management, and insurance services. He is a Certified Financial Planner (CFP). Previous employment history includes Avantax Investment Services, Inc., ProEquities, Inc., ScotTrade, Inc., Charles Schwab & Co., Inc., and Securian Financial Services, Inc. James Milford specializes in providing investment advice to individuals, corporations, and other business entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
05/22/2023 - Present
LPL Financial LLC (ST LOUIS MO)
MO
09/30/2020 - 03/01/2022
AVANTAX INVESTMENT SERVICES, INC. (O'FALLON MO)
MO
01/30/2017 - 09/30/2020
PROEQUITIES, INC. (O'FALLON MO)
MO
07/21/2015 - 11/01/2016
SCOTTRADE, INC. (DESPERES MO)
MO
09/06/2011 - 07/28/2015
CHARLES SCHWAB & CO., INC. (CHESTERFIELD MO)
MO
03/04/2010 - 06/02/2011
SECURITIES AMERICA, INC. (CHESTERFIELD MO)
MO
01/13/2010 - 01/13/2010
SECURITIES AMERICA, INC. (CHESTERFIELD MO)
MO
07/20/2007 - 10/05/2009
SECURIAN FINANCIAL SERVICES, INC. (ST. LOUIS MO)
BOTH
Issued 07/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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