Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McCullough is a financial advisor with Janney Montgomery Scott LLC. James has been in the industry since July 22, 2020, and has a strong background in municipal finance and investment banking. James holds the Series 50, 52TO, 63, 79TO and SIE licenses. James has experience working with individuals, corporations, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
05/29/2024 - Present
Janney Montgomery Scott LLC (NEW YORK NY)
NY
03/14/2022 - 07/07/2023
H2C SECURITIES INC. (NEW YORK NY)
NY
08/29/2019 - 03/10/2022
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
BC
Issued 12/27/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/07/2022
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 08/29/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2019
Series 52TO - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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