Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Matthews is a financial advisor with over 15 years of experience in the financial services industry. James has worked for several firms, including Wells Fargo Advisors, LLC, Hewitt Financial Services LLC, and currently Park Avenue Securities LLC. James holds a Series 6, 7, 24, 63, and 65 license, and has also earned the Certified Financial Planner designation. James is registered in Florida, Georgia, Indiana, Maryland, North Carolina, South Carolina, and Virginia. He specializes in working with individuals and families, as well as businesses and charitable organizations. James offers a variety of services including financial planning, investment management, and retirement planning. He is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
11/07/2019 - Present
Park Avenue Securities LLC (CHARLOTTE NC)
NC
03/04/2013 - 03/10/2017
HEWITT FINANCIAL SERVICES LLC (CHARLOTTE NC)
NC
07/03/2007 - 03/01/2013
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
IA
Issued 05/21/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/02/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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