Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mascia is a financial professional who has been in the industry since 2007. James is currently registered with John Hancock Distributors LLC and is located in Boston, MA. James has previously worked with Signator Investors, Inc., Fred Alger & Company, Incorporated, American Express Financial Advisors Inc., and IDS Life Insurance Company. James is also licensed with Series 7, Series 24, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
10/04/2016 - Present
John Hancock Distributors LLC (BOSTON MA)
MA
07/03/2017 - 02/12/2018
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
10/18/2006 - 02/09/2015
SIGNATOR INVESTORS, INC. (BOSTON MA)
NY
08/24/2000 - 09/05/2000
FRED ALGER & COMPANY, INCORPORATED (NEW YORK NY)
MN
08/25/1999 - 06/29/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/25/1999 - 06/29/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 09/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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