Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Luongo is a financial advisor registered with LPL Financial LLC in PALM CITY, FL. James has over 30 years of experience in the financial services industry. James holds licenses in multiple states and has passed several securities exams including the Series 6, 7, 63 and 66. James has previously worked at Northwestern Mutual Investment Services, LLC, Robert W. Baird & Co. Incorporated and Kensington Wells Incorporated. James also holds the Chartered Financial Consultant designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/27/2021 - Present
LPL Financial LLC (PALM CITY FL)
NJ
04/24/1996 - 05/19/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COLTS NECK NJ)
WI
04/24/1996 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
09/11/1995 - 03/25/1996
KENSINGTON WELLS INCORPORATED
WI
10/30/1991 - 09/20/1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
10/30/1991 - 09/20/1995
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 04/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1995
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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