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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Lukanich is an active registered investment advisor representative with over 39 years of experience in the financial services industry. James Michael Lukanich is currently registered with Wells Fargo Advisors Financial Network, LLC. Prior to his current role, James Michael Lukanich was associated with firms such as LINSCO/PRIVATE LEDGER CORP., WACHOVIA SECURITIES, INC., PRINCIPAL FINANCIAL SECURITIES,INC., and PIPER JAFFRAY INC. James Michael Lukanich holds several licenses and registrations including the Series 65, Series 63, Series 10, Series 9, SIE, Series 31, and Series 7 exams. He is also licensed to practice in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
11/04/2013 - Present
Wells Fargo Advisors Financial Network, LLC (WAYZATA MN)
SC
07/05/2002 - 08/04/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MO
05/11/1998 - 07/10/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
TX
07/22/1994 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
MN
10/20/1983 - 08/03/1994
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
IA
Issued 09/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/07/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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