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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael Levell is a financial advisor at Wells Fargo Advisors Financial Network, LLC. James has been in the financial services industry since 1993. James is registered with the state of Florida as a Registered Investment Advisor and a Registered Representative. James is also registered with the state of Texas as a Registered Investment Advisor. James has a Series 7, Series 10, Series 9, Series 31, Series 63, and Series 65 license. James also holds the Securities Industry Essentials (SIE) designation. James specializes in providing investment consulting services to institutional clients. James is also a Registered Representative with Wells Fargo Advisors, LLC. James offers portfolio management for individuals and businesses, financial planning, and investment consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
12/12/2014 - Present
Wells Fargo Advisors Financial Network, LLC (PUNTA GORDA FL)
FL
01/01/2008 - 12/12/2014
WELLS FARGO ADVISORS, LLC (PUNTA GORDA FL)
FL
06/01/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PUNTA GORDA FL)
FL
10/18/1994 - 06/14/2007
CITIGROUP GLOBAL MARKETS INC. (FORT MYERS FL)
MO
07/29/1993 - 10/19/1994
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 02/08/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/27/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 07/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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