Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Leahy is a financial professional with over 2 years of experience in the industry. James is currently registered with Supervision Partners LLC and holds Series 63, 24, 27, 7TO, 82TO, and SIE licenses. James is a licensed investment professional in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/17/2020 - Present
Supervision Partners LLC (NEW YORK NY)
BC
Issued 09/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2021
Series 24 - General Securities Principal Examination
BC
Issued 07/01/2020
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 08/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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