Unclaimed
James Labrie is an active Registered Representative with J.p. Morgan Securities LLC. James is a well-experienced financial advisor with a proven track record, working in the industry since 2005. James holds multiple licenses and registrations, including Series 7, Series 6, and Series 63. James has worked at several well-known firms in the industry, including T. ROWE PRICE INVESTMENT SERVICES, INC. and MML INVESTORS SERVICES, INC. Currently, James focuses on advising clients in the Newark, DE area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
DE
05/15/2013 - Present
J.p. Morgan Securities LLC (Newark DE)
MD
10/25/2005 - 05/08/2013
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
MA
08/24/2005 - 08/30/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 06/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/23/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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