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James Michael Kozik

Kestra Advisory Services, LLC

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About James Michael Kozik

James Michael Kozik is a Registered Investment Advisor representative at Kestra Advisory Services, LLC, and is also a financial advisor at New Century Investor Services, LLC. James Michael has been in the financial services industry since 2020, and holds several licenses, including the Series 66, Series 7TO, and SIE exams. Kestra Advisory Services, LLC, has been in business since 1988 and offers a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals and businesses. New Century Investor Services, LLC, is also a registered investment advisor that provides financial advisory services to individuals and businesses.

Firm Information

James Kozik is currently registered with Kestra Advisory Services, LLC. Kestra Advisory Services, LLC is a financial advisory firm based in Austin, TX, with over 1,200 investment advisor representatives and 48.3 billion in assets under management. Kestra offers a variety of financial advisory services including financial planning, portfolio management, and pension consulting. The firm serves a broad range of clients, including individuals, corporations, insurance companies, pension plans, and charitable organizations. Kestra participates in wrap fee programs.
Kestra Advisory Services, LLC

5707 SOUTHWEST PARKWAY

AUSTIN, TX 78735

$48.32B

Assets Under Management

6,180

Total Clients

1,197

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Kozik’s Registration & Firm History

TX

01/11/2021 - Present

Kestra Advisory Services, LLC (AUSTIN TX)

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Licenses & Designations

BOTH

Issued 01/04/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/28/2020

Series 7TO - General Securities Representative Examination

BC

Issued 12/17/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Michael Kozik.
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